Friday, April 4, 2025

Proclamations

There is something innately attractive in the power of a single pen, especially for a ruler with tyrannical tendencies -- why bother with Parliaments and Legislatures when one can simply command one's subjects to obedience in whatever matter one wishes? One sovereign who was especially attracted to this option was Henry VIII, who issued three hundred and eighty-seven of them; in them, the king -- always speaking with a royal "we" -- commanded obedience in everything from prohibiting heretical books to setting the prices charged by fishmongers to declaring war on France. In his use of these instruments, Henry enjoyed several advantages over previous monarchs, the foremost of which was the invention of the printing press. Richard Pynson, appointed printer to Henry VII, continued in that role with his successor, receiving an annuity of £4. His royal appointment also came in handy when the King was in a book-banning mood, as an exception was always made for his Majesty's printer.

It's not certain how many copies of any given proclamation were printed, but the records seem to indicate that enough were made so that, in each of the several key cities and market towns of England, a copy could be posted by the market cross for all to see. Of course, at a time when literacy rates were quite low, their direct effect may have been limited, but it was often commanded that they be read aloud, that all would understand. In several instances, they were first promulgated in London with a fanfare of trumpets before being read aloud, presumably in stentorian tones. They were, at the same time, sometimes subject to later defacement or theft, in some cases leading to charges against those responsible.

Along those lines, on key question about proclamations was how they were to be enforced. If, as it happened, the proclamation specifically instructed the King's agents or local authorities to act, they would of course have complied, but in other cases it's much less clear -- how, for instance, were women to be prevented from reading Holy Scripture aloud, or punished if they did? One venue available to Henry VIII was his own special tribunal, the Court of Star Chamber, and indeed its records contain numerous actions brought against persons who disregarded a proclamation. In one instance, regarding a proclamation of 1530 "Prohibiting Erroneous Books and Bible Translations," it was noted that one "John Croker" was "cited for keeping a New Testament contrary to the King's proclamation." Readers of Hilary Mantel's historical novels, or viewers of their BBC adaptations, will not be surprised to learn that Thomas Cromwell, who sat in the Star Chamber court, was particularly concerned with any visible instances of non-compliance; the court's records include prosecutions for subjects for shipping all manner of goods -- barley, corn, beer, and other grains -- "contrary to proclamation."

And yet, from the King and Cromwell's perspective, it apparently seemed that the enforcement mechanism of these proclamations was not as robust as was needed, since in 1539 they drafted, and Parliament passed, the "Proclamation by the Crown" act -- giving the King's edicts the same force as if they had been Parliamentary statutes. Blackstone, in his Commentaries, called it ""a statute, which was calculated to introduce the most despotic tyranny; and which must have proved fatal to the liberties of this kingdom, had it not been luckily repealed." This repeal did not, of course, prevent proclamations from being issued; my three-volume set of Tudor Royal Proclamations goes up through a proclamation of 1553,  the final year of Edward VI's brief reign, which was promulgated on June 28th; a week later, Edward was dead. The proclamation permitted merchants to carry £4 out of the realm.

Thursday, February 1, 2018

Breaking Dad


What would my father, a chemist with frustrations of his own, have thought of Walter White?


Like countless others over the past few years, my family and I have been dealing with a drug habit: an addiction to Breaking Bad, the AMC television series about Walter White, a former high school chemistry teacher who takes up a second career cooking crystal meth after he’s diagnosed with cancer. We’ve often debated exactly why we find the show so compelling -- of course there are the great performances by Bryan Cranston as White and Aaron Paul as his partner (and former student) Jesse Pinkman, the inventive camera work, and writing that’s as clear and sharp as a tray of new-cooked product.  For me, at any rate, what really drew me in at the start, and has kept me watching ever since, was the way White’s backstory -- a chemistry genius who had a shot at making millions in a tech startup company, but ended up teaching a roomful of bored high school students -- meshed with his new persona as a dangerous man, a man who can put a bullet through a drug-dealer’s head if he has to. Before his diagnosis, Walt was a man who’d had to swallow his pride, and whittle away his gifts in a job that had become deeply unfulfilling.  After his diagnosis, though his body is wracked with cancer, he regains his pride by deliberately, willfully breaking the law in order to provide for his family -- all the while making it a point of pride that his crystal is chemically superior to anything else on the market.

My father grew up in the farm country of western Washington State, picking strawberries and working in a pea cannery to help his family make ends meet.  His boyhood hero was Thomas Edison, and he dreamt of a career as an inventor, once alarming his parents when his attempt to build a galvanic cell set fire to the corner of the chicken coop. After graduating from Washington State, he got his Ph.D. in physical chemistry from Purdue, and went to work for the one company with the most direct tie to Edison’s genius, General Electric.  At their lighting division “campus” at NELA Park in Cleveland, he too cooked crystals -- crystals of gallium arsenide -- in enormous blast furnaces, then passed electrical current through them to make some of the world’s first multi-colored LED lights.  And, although his bookshelves at home were laden with the paperweight-size awards that GE gave out to its top inventors, the company -- whose profits increasingly came from its financial-services division -- downsized his laboratory again and again, eventually closing down the entire research department and outsourcing it to a subcontractor who hired Ph.D.’s from Hungary at a tenth of my dad’s old salary.  I don’t think he ever forgave GE, and though he tried teaching chemistry for a while, quit in disgust at the low level of motivation among his students.  And then, as with Walt, there came an illness -- not cancer in his case, but Parkinson’s disease, which he came to believe might have been triggered by some of the chemicals he’d been exposed to during his years in the lab; in 2004, he died of the disease and its complications.

He certainly had plenty of reasons to feel resentful.  But would my dad have sympathized with Walter White?

At first, I didn’t think so. My dad was the kind of guy who would walk out of a movie theatre if there was a scene depicting an adulterous relationship; he was as honest as a boy scout and faithful as an old dog.  He never lied on his taxes or went over the speed limit, except once a year when he wanted to “clean the carbon” off the spark-plugs of his blue Oldsmobile Delta 88. But he was proud of his chemical knowledge.  A walk through the woods was an occasion for an explanation of osmosis, the process through which the sap ascended to the branches; when I was a kid, he would bring home old beakers (no round-bottom boiling flasks, alas) and once gave me a chunk of metallic sodium so that I could throw it in a pond and watch it explode.  If there was a mistake in chemistry on a science show -- or even in a science-fiction movie -- he’d write a strongly worded letter to the producers.  And he expected a reply, too.

But lawbreaking?  Deliberately making something that made other people addicted, and sick? And, when it seemed necessary, killing those who threatened him or stood in his way? I couldn’t imagine it. And yet, when I saw those duffel-bags full of rolled $100 bills in the early episodes, I thought to myself: wouldn’t my dad have felt satisfied if, after being forced into early retirement by GE, he’d been able to earn that kind of money?  If he could finally have bought that fishing shack up in the Cascade mountains where he’d hiked as a boy, gotten a new car, or even started his own lab to make something better and more valuable than he ever had for GE? Wouldn’t he be rooting for Walter White?

My Dad believed in good guys and bad guys; back in the days of old-time radio, his moral sense was honed by the Lone Ranger and the Cisco Kid.  He liked a good adventure story, and got a kick out of retro-styled films like Indiana Jones.  And he was a very emotional viewer, although you could only see that river when it spilled over its banks.  He could be a little unpredictable, but there was never any doubt as to where his sentiments lay. I remember watching the climactic scene of James Cameron’s Titanic with him -- where the elderly Rose drops the “Star of the Ocean” off the bow of the ship -- he sat through all it as stone-faced as Buster Keaton, but when Tom Hanks lost “Wilson” in Cast Away he wept profusely.

But he also had a powerful sense of justice.  Back when he was a student at Mount Vernon Junior College, he’d submitted a science essay for a contest.  The science teacher disqualified the paper, citing as a mistake a formula my dad knew was absolutely correct.  Dad wrote an angry letter to the school’s principal, who refused to overrule the teacher. Years later, when he heard through a friend that his old science teacher had died, he gave a grunt of satisfaction -- “served the bastard right,” he declared -- this from a man who almost never swore.

And, although he had a comfortable middle-class life -- more comfortable than Walt’s -- my dad had his share of money troubles later in life.  When my mom suffered a stroke, and his General Electric health policy refused to pay because he hadn’t contacted them for permission before she was admitted to the hospital, Dad went ballistic.  He  picked up the phone and argued his case for weeks, all the way up to the top -- Jack Welch, a former research chemist himself, was head of GE then -- and got them to change their mind.  He was proud of that.

But what if GE hadn’t come through with the money for my mom’s care?  What if my dad found he couldn’t provide for his family, despite all his years of hard work?  And what if he knew that his knowledge of chemistry could cover all his family’s bills -- would he have used it?

I doubt he would have ever considered the path of Walter White, but I have a feeling that he’d have sympathized with him all the same.  I know he’d have been pleased when the show got its chemistry right, and critical when they missed the mark.  “Mercury fulminate!  That’s much too unstable!”  I can almost hear him saying those words, along with a number of explanations of other chemicals mentioned in the show. So I suspect that he would have been just as closely glued to his screen as I am now -- even given Walter White’s increasing lies and deceits -- and I think he’d have been quietly rooting for him. In many ways, he was Walt --  he too had to learn to swallow his pride, to defer his dreams and waste time trying to justify his research to bosses who scarcely understood it.  He’d looked out over a lecture hall full of community college students as they chatted, or dozed, instead of listening to his impassioned explanation of the carbon-hydrogen bond.

The anger in Walt’s voice reminds me of my Dad’s anger, his frustration.  The way Walt uses chemistry in every one of his plans and devices reminds me of the way my Dad would use it to solve every household problem, from cleaning a stain on the carpet with hydrogen peroxide to graphing the temperature curve of the Thanksgiving turkey to tell when it would be done. There’s a purity about chemistry, a symmetry, a predictable architecture -- that actual life often seems to lack.  I think that’s where Walt’s rage comes from -- and it’s a rage he and my father shared. Late in his life, his mind drifting in the mists of Parkinson’s-related dementia, the anger was the one thing he could hold onto.  He raged, raged, against the dying of the light.

And in this dark and unpredictable world, where justice is so seldom really served, this is a rage we all can recognize.  Maybe that’s why we’re addicted to Breaking Bad.
NB: This is a repost from a few years ago, on the occasion of the final installments of BB.

Monday, May 30, 2016

Girl number twenty unable to define a horse!

Thomas Gradgrind
Consider this a sort of open letter to the American education system. It's been twenty-four years since the passing of the "No Child Left Behind" law, and fifteen since the promulgation of the so-called Common Core curruiculum. In my college classes for some years now, I've had students who've experienced their effects for the entirety of their primary and secondary educations. The neo-utilitarians have had their day, and here are the results: a generation of students who have learned the real lesson of the new regime: hunker down, follow instructions, and learn whatever is going to be on the test. Fiction is out; nonfiction is in; reading for pleasure is out; reading for content is in. After all, the only skills that matter are the ones that can be measured.

This approach forces students to discard their interests and passions, and instead think strategically about how to focus their efforts on measurable things. They inevitably develop a habit of scanning syllabi and readings to see what will be tested, but this makes for poor readers; when they encounter an ambiguity, or a difficult reading, they tense up in anticipation of being taken to task for some vague failure. My endeavor has always been to share my love of literature, to (I hope) instill in students an excitement, an interest, a sense of something personally significant for themselves, in everything they read -- but it's getting tougher each semester. Their curiosity has been hammered; their personal experience belittled, their idiosyncrasies ironed out. As a result, it sometimes seems that the pleasure of discovery of something new has given way to an anxiety about the unfamiliar.

Are they better prepared for the wonderful world of employment? Perhaps, so long as the employment they find demands repetitive goal-oriented work, with little room for innovation and frequent employee evaluations. They may, so long as they've had the prerequisites, do well in science, technology, engineering, and math -- though only at a rudimentary level. It's hard to see many new inventions, innovative theories, or speculative hypotheses coming from this generation, as anything they did or thought which deviated from the appointed path earned them the electric shock of a poor grade. Curiosity seems to have been largely amputated, and in its place our brave new Benthamites have instilled a simple wish for nothing more than a clear set of instructions and evaluative rules. Learn, do, demonstrate. Wash, rinse repeat.

It's a sad day for me, and for college educators generally. We can't turn back the hands of time -- we'll have to do what we can to help these students regain their own self-confidence, to revive and replenish their ossified curiosity. It will be hard work, the more so as professors themselves have been sent the same memo; our departments, programs, and fields of study already have to produce the "documentation" of what skills and knowledge we add, and our "metrics" for assessing the "outcomes" of our labors. The madness of measurement has overtaken us all, and if anything resembling real education is going to take place, it's going to have to do so by flying under and around the radar of this new regime.

Tuesday, April 5, 2016

Phil Ochs Time

As I read the latest news from the state of Mississippi, which once again has taken the lead in raw, unbridled, smug, self-satisfied hatred, I felt increasingly angry. And then, as I sometimes do, I went beyond my anger, beyond my frustration: I decided it was Phil Ochs time.

And it almost always is. It's no coincidence that Billy Bragg found evoked him with "I Dreamed I Saw Phil Ochs Last Night"-- for indeed, he's still "as 'live as you or me" -- in fact, he's more alive now than he ever has been. Phil always claimed to just grab his songs from the headlines -- as witness, the wry title of his first LP,  All the News that's Fit to Sing -- but there was a whole lot more to them than that. Phil was a sort of tuning fork for his times, but in being that, he was tuned right in to many of the timeless foibles every era shares.

Many hailed (or dismissed) Phil as a mere "protest" singer -- a label I'm sure he wouldn't have minded -- but there was so much more to him than that. He could write the greatest anti-war ballad ever penned ("I Ain't Marching Anymore"), and at the same moment depict the common sailor in a way any Navy veteran couldn't help but admire ("The Men Behind the Guns"). At a moment when many hardcore lefties were dismissing JFK as a sellout, Phil wrote an elegy for the slain president that stands with Whitman's among the finest ever written -- and yet, his acerbic tirades against American interventionism never lost their edge, as in "The Marines Have Landed on the Shores of Santo Domingo" or "Cops of the World." And he always had a crazy sense of ironic humor (on both sides), which bubbled up in songs such "Draft Dodger Rag" and "Love Me, I'm A Liberal."

Another side of Phil was that he dug deep in the annals of American poetry, and had an uncanny knack for setting poems to music. His version of Alfred Noyes's "The Highwayman" rescues that poem from what, in mere printed words, might seem maudlin, crafting it into a ballad that can bring a tear to the eye of the most hardened anti-romantic. But still better is his setting of Edgar Allan Poe's "The Bells," which transmogrifies a tuneful poem into a poetic tune, complete with guitar harmonics for the bells themselves -- it's a masterpiece.

It's often said that Phil felt despair, and lost his way, later in his career. Fear he surely felt, but his way was always sure; in his late musings such as "The Flower Lady" and "Pleasures of the Harbor," he reached a lyric height far beyond the common songwriter's scope, and with "Crucifixion" he revisited the Kennedy assassination with an apocalyptic overlay of epic proportions. Many of these songs are the equal -- some might say, the better -- of Dylan's anthems of the time. Phil and Bob were, indeed, always linked together; it was Phil that brought Bob out of motorcycle-accident retirement to Madison Square Garden's Evening with Salvador Allende. And, back in the day, it was to Phil's apartment that Bob went to share "Mr. Tambourine Man" for the first time.

Phils Ochs took his own life forty years ago in Far Rockaway, New York. Och's biographer, Marc Eliot, wrote about how personally that loss was felt, He predicted that, when Dylan dies, his death -- though greater in some wider sense -- would never be felt as personally as was Phil's.

And I agree.

Tuesday, July 7, 2015

Debt

West Germany signs up for its 50% debt reduction in 1953
What, exactly, is debt? The question takes on new urgency as, yet again, the economic wise men of the European Union declare that Greece must submit to their terms -- for, after all, is there not a great debt at stake? Not to address it in the EU's terms, clearly, would be irresponsible and disastrous -- and so, their ministers speak to Greece -- the cradle of the civilization they claim to represent -- as one would to a child.

The Greek government has debts, indeed, and Greek banks have still more. But what does this really mean? Nietzsche was hardly the first to notice that the German word for guilt (schuld) derives from the older concept of debt (schulden). In English texts, "forgive us our debts" was an older and more common form of the Lord's Prayer's "forgive us our trespasses." Debt is sin, Christ is our "redeemer," and entrance into the kingdom of heaven is to be -- in these terms -- a forgiveness of debts.

We in the U.S. like to pillory the profligate -- it's almost a national passion. Republicans in the US Congress took the lead in making personal bankruptcy more onerous, and have harped, from the Reagan era to our own, on the evil of deficits, and the need to cover any expense with a parallel cut. It's become almost a mantra with the Tea Party set.

But there's a problem here. For one, the debt of nations is not at all like the debt of people. Ordinary people can't print their own currency, or re-value it, or issue bonds to fund their new chimney. Nations can do this, because they have the larger essential reserves -- a labor force, roads, cities, minerals and other natural resources to generate future wealth, and that creates the ability to evaluate their worth, and trade in it.  But even more than this, the debt of nations is not guilt, nor is their spending like the profligacy of private persons.

Greece has suffered. It has suffered for its overspending (which, as Nobel Laureate Paul Krugman has pointed out, was no so much more horrific than that of many other nations), for its failure to live up to the expectations of the creditors who loaned it and its banks generous funds during what seemed to be boom times. The EU forces have imposed austerity to an amazing extent -- cuts in pensions, tax increases, cuts in social services, privatization of national treasures -- its entire economy has shrunk by more than a quarter. If Greece today is less well-prepared to pay back its debts -- or rather, the debts of its banks -- than it was several years ago, it's largely because it's taken the EU prescription of austerity.

And what is "austerity"? Very clearly, it is a special sort of punishment, one reserved to errant nations. They must be made to pay! Even if every last citizen is to starve, even if the cure kills the patient, pay they must. The latest statements from the German finance minister make it quite clear that the goal of the latest agreement, is not to make it more likely to recoup Greek debt -- rather, it is to punish the Greeks.

One should see at a glance how much this sort of "debt" is like "guilt." But there's one way in which "debt" is different, when it's money that's at stake: those who loan money expect a profit from it. They don't lend out of kindness, nor was the debt incurred out of errant sins. They gave because they expected to receive, and then some.

But let's not focus on Greece -- let's look at Ireland, a country which willingly accepted the EU's austerity prescriptions. Now, seven years later, we are told that there are "signs of recovery" -- signs evident to economists, its seems, but hard for the ordinary Irish citizen to see. Any number of years is too much to endure such pain, the more so when all it really does is satisfy the creditors (who, one might imagine, might prefer to be satisfied sooner -- but not, it seems, as much as they prefer the glee of punishing another).

And seven years, interestingly, the the time laid out for Sh'mittah -- the traditional forgiveness of debts in the Jewish Torah. In that year, debts are to be forgiven, and the poor welcomed to glean in the fields. Seems to me it's time.

Wednesday, March 11, 2015

Blurred Lines

Blurred lines, indeed. The jury verdict of 7.4 million dollars against Pharrell Williams and Robin Thicke offers yet another example of how juries -- that is to say, how most people -- misunderstand originality in music. Because, in fact, music is by its very nature unoriginal -- every melody line, every hook, every grace note is but a variation on a number of ancient themes, progressions, and melodies. And in fact, that's why we like music -- precisely because it feels both new and familiar. As former Vandals drummer and present-day entertainment lawyer Joe Escalante remarked to the LA Times, it's a dark day for creativity, and in the end, this will be a net loss for music fans" -- but "good news for lawyers and the bitter everywhere."

There are, contrary to popular belief, only a limited number of musical possibilities out there. Nearly all pop music is in 4/4 time, and relies upon a number of common 'progressions' -- chord sequences -- I/V/vi/IV, I/V/vi/iii (the "Pachebel's Canon/Lighter Shade of Pale progression), vi/V/IV/V, and so on. There are a few less common ones, and of course jazz and other genres use a wider variety of them than popular music (though, it's been argued, all jazz essentially derives from the basic blues pattern). Within these, there' a restricted number of possible melodies -- many, but far from infinite -- and, like some robot throwing vast amounts of spaghetti against the fridge to see if it sticks, songwriters and composers have tried out them all. Some, it seems, are stickier than others -- and stickiness is what listeners want, after all -- so they are turned to repeatedly.

So of course we've been here before. And before. And before. Perhaps the most egregious example until now was the case of George Harrison's "My Sweet Lord" vs. the Chiffons "He's So Fine" -- or, as it's officially known, "Bright Tunes Music vs. Harrisongs Music" -- details at USC's fabulous Music Copyright Infringement Resource). In that case, it came down to a few of what were called 'grace notes'(actually appoggiatura), which suggested the possibility of what the judge called 'unconscious  borrowing.' The damages awarded for this were spectacular: 1.6 million dollars -- 6.5 million in today's currency, nearly as much as the Gaye case.

Such an award is justified by its champions as discouraging 'illegal' infringements, but in fact it does no such thing. If they had lawyers enough, there are tens of thousands of songs whose authorship could be litigated in this way -- and almost any new pop song you can imagine would be a fresh candidate. Instead, it will stifle creativity -- Harrison himself admitted he was 'too paranoid' to write any new material for years after the lawsuit --by preventing the natural and inexorable process of fusing the old and the new that's what Joni Mitchell called 'the star-maker machinery behind the popular song.'

Part of the problem is the way music copyright is handled. The songwriter rights, also known as publishing rights, date back to the era when sheet music sales were a key source of revenue. That's not true today, but these underlying rights still apply, since any recording of them -- including the 'original' one -- relies on a license to to 'use' them. It's why, when "My Sweet Lord" was in dispute, the parties weren't Harrison himself or the Chiffons, but Harrisongs and Bright Tunes, the music's publishers. And, when boiled down to sheet music, songs look a lot more similar than they in fact are -- since part of what makes a song a hit is the arrangement and performance of a particular version. Ins some cases, a cover version does better than the original -- Richie Havens's "Here Comes the Sun," for instance, was a bigger hit on the charts than Harrison's own version -- but in that case, the 'publisher' portion of the royalties went to Harrison anyway -- as would be the case with any covers.

But the problem is, almost all music is a 'cover' of something. Boiled down to sheet music, the similarities are greater than the differences -- but in this modern era, when sheet music isn't even printed in most cases, this hardly seems the point.

What we need, I'd argue, is the throw out the entire existing copyright system for music. Get rid of the 'sandwich' -- publishing rights/performance rights/broadcast rights/non-earthbound communication rights -- and replace it with a system in which 10% of all royalties for all new songs are placed in a fund available to those who can make a case for similarity to older ones; damages should be capped. Then, pay a fixed portion for any performance or rebroadcast, accounting for the (divided) writing royalties. This may sound complex, but in fact, it's been tacitly done within the industry for decades -- which is why cases such as the Gaye/Williams/Thicke one are rare. Let's 'fess up, folks -- when it comes to pop music, there really isn't anything new under the sun.

Wednesday, December 3, 2014

New Ideas about Policing -- from 1829

The very idea of a "police force" in the modern sense was in every way a Victorian invention. In London in the earlier part of the nineteenth century, crime was fought by an unwieldy array of forces: parish officers (beadles), private night watchmen, and the infamous "Bow Street Runners," whose principal job was apprehending persons wanted on charges to ensure their appearance in court, but who did little or nothing of what we'd conceive of as "patrolling."

The force behind this force was British PM Sir Robert Peel, whose name gave us two popular early nicknames for officers of the police he established ("Bobbies" and "Peelers"). In 1829, in the Police Act, he set forth a clear set of guidelines for these officers, which became known as Peel's Principles. Peel realized that, absent the public's trust and co-operation, the very idea of a police force was doomed to failure.

The police -- in London and elsewhere -- have changed in many ways since 1829. The MET, as it's known for short, has had to expand its mission and learn to tackle new challenges. The realization that plain-clothes police could help solve crimes led to the establishment of the Detective Division; the challenge of the Fenians, who were willing to blow things up to advance the cause of Irish independence, led to the creation of the Special Branch. The Met now even has special riot control units, some of members of which conducted themselves very poorly indeed in the killing of Ian Tomlinson in 2009, an event which -- though absent the element of race -- had much in common with recent American incidents.

But despite that, Peel's original principles would make as much sense for reforming the police in the UK as for reforming them here in the US where I live. The biggest difference is that the police were imagined primarily as a force to prevent crime, rather than merely apprehending criminals after the fact. But just as important was Peel's insistence that the police must be thought of -- and must think of themselves -- not as a special class of persons with unusual powers, but simply as "members of the public who are paid to give full-time attention to duties which are incumbent on every citizen in the interests of community welfare and existence."

"The police are the public and that the public are the police" -- that's the way Peel put it. We could hardly do better to "reform" the police than to re-assert this one-hundred-and-ninety-six year old sense of values.

Wednesday, February 5, 2014

The Assessment Craze

In the past decade, the movement for education “assessment” has reached a fevered pitch, moving from public elementary and high schools into higher education, at least at most state colleges and universities.  This has been done, ostensibly, in response to a public demand for “accountability,” another loaded word, and this demand has been translated into the most absolute of terms. At my own college, every department and program was, in essence, ordered to develop an assessment plan.  The buzzwords of these plans – rubrics, targets, educational outcomes, and so forth – came along with the orders, though each department was ostensibly free to decide what they would describe as their “outcomes,” and how they would say they would meet them, and measure their success in doing so. And it came with a not-so-veiled threat: if you don't come up with an assessment plan, we'll come up with one for you.'

The next step in this utilitarian, quality-control notion of education, of course, was to make sure that these "outcomes," elaborately measured and assessed, were used to reform -- or more precisely, to penalize -- the educators and pupils who failed to meet the chosen benchmarks. It's a notion so forward-looking that it takes one right back to the 1860's, when Lord Palmerston's government promulgated regulations stipulating the each pupil failing their exams on a prescribed subject would result in the school losing 2s. 8d. in the next year's funds. As the eminent Victorianist Richard Altick describes it, "a new premium was put upon rote memory, for throughout the year every effort was bent toward grinding into the child the sentences or the facts the inspector might demand of him." Bradley Headstone, Dickens's dark schoolmaster in Our Mutual Friend, could hardly have been more pleased.

The word "education" comes from the Latin ex-ducere, “to lead forth" and shares a root with “Duke.”  But it can also mean “to draw forth,” and shares this sense with ductile, meaning stretchable or pliable, as with ducts, and duct tape.  On the difference between these two senses a whole worldview depends: if to educate is to lead, to command, to instill by and with authority, then doubtless it makes sense to see how good one’s pupils are at following instructions, mastering principles, and learning protocols.  But if it means more to “draw forth” -- and this is the shade of its meaning I would emphasize -- then it is not a matter of commanding, but of encouraging students to stretch and bend their minds, making pliable the rigid postures into which authority, and life, have pressed us.   The first sense can be measured, up to a point: I’m sure many baby-boomers such as myself remember the 20-item quiz, which began with with “read all questions before you start” and ended with item 20 being “put down your pencil and don’t answer any of the questions.”  But mental ductility, unlike that of physical materials, is almost impossible to quantify, since some part of it necessarily involves breaking the rules, thinking outside of one’s ideological confines, and questioning presuppositions.

There has been, I will admit, an attempt to take cognisance of this vital quality -- the phrase that is usually used is “critical thinking.”  English professors such as myself generally like this phrase; to us it suggests a complex array of thought and capability.  But what is it, and how might we measure it? One current test defines it as “analyzing problems, generating logical and reasonable approaches to solve and implement solutions, reflecting consistent value orientations” (CTAB). Another assessment rubric recently discussed in my department speaks cryptically of “breaking down informational materials,” “using previously learned information in new and concrete situations” and “creatively or divergently applying prior knowledge.” Such definitions offer little encouragement; to me, they sound more like a plan for recycling than a definition of innovative or genuine analysis. But it matters not: in essence, all these plans are, at their foundations, anti-intellectual assaults on genuine learning.  For true learning is not a plan, not a fixed process, and very rarely a readily-measurable thingAs Albert Einstein -- a famously slow learner - observed, "It is nothing short of a miracle that modern methods of instruction have not yet entirely strangled the holy curiosity of inquiry. For this delicate little plant, aside from stimulation, stands mainly in need of freedom."

I've been teaching at the college level since 1986 -- thirty years and counting. If this new regime of supposed "assessment" has its day, then higher education as we've known it will soon be coming to a close, to be replaced by a utilitarian yardstick that knows no value other than, or beyond, mere functionality.  Would the last person in the university please turn out the lights?